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Advisor at CW ADVISORS, LLC
TORRANCE, CA | BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CW ADVISORS, LLC | Independent wealth | Jun 1, 2026 | n/a | yes | TORRANCE, CA|BOSTON, MA | Current employment |
| CATALINA CAPITAL GROUP, LLC | Former SEC adviser | Sep 11, 2017 | Jun 10, 2026 | no | TORRANCE, CA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Feb 22, 2008 | Nov 8, 2013 | no | IRVINE, CA|DES MOINES, IA|IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CATALINA CAPITAL GROUP, LLC | CW ADVISORS, LLC | Jun 10, 2026 | Jun 1, 2026 | -9 | Firm change | RIA to RIA |
| PRINCIPAL SECURITIES, INC. | CATALINA CAPITAL GROUP, LLC | Nov 8, 2013 | Sep 11, 2017 | 1,403 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 172556:310873:CA:2026-06-10 | Jun 10, 2026 | Jun 1, 2026 | TORRANCE, CA | Firm change |