DFX Intelligence

N••••• L•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

N••••• L•••• B••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

NEW YORK, NY | Jersey City, NJ

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Search this name across graphsid dfx:ria:50c771c6-b49b-ec18-8497-2239d2a25e27

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Mar 18, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 25, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 10, 2023	n/a	yes	Jersey City, NJ\|NEW YORK, NY	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	Mar 14, 2023	May 19, 2023	no	San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 19, 2023	May 10, 2023	-9	Firm change	Ibd to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••• M••••• P•••••• W••••• A••••••• L••	Mar 7, 2023

Relationships

Registered with (8)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 22, 2019 to Mar 7, 2023factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Mar 14, 2023 to May 19, 2023factForm ADV
→ M••••••• T•• L••Registered adviserregistration: previous registration
Jul 5, 2018 to May 7, 2019factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

Occurred
May 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50c771c6-b49b-ec18-8497-2239d2a25e27
First observed: Mar 18, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.