DFX Intelligence

M•••••• J••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

M•••••• J••• E••••

Advisor at S••••••• W••••• P••••••• L••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:50e56764-0792-12f1-02ff-134750271eeb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• W••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 22, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• W••••• P••••••• L••	State registered	Feb 18, 2022	n/a	yes	OVERLAND PARK, KS	Current employment
O•• A••••••• P•••••••• L••	Independent wealth	Jan 31, 2018	Dec 31, 2018	no	OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• W••••• P••••••• L••	O•• A••••••• P•••••••• L••	Dec 31, 2021	Jan 31, 2018	-1,430	Firm change after gap	Other
O•• A••••••• P•••••••• L••	S••••••• W••••• P••••••• L••	Dec 31, 2018	Feb 18, 2022

Relationships

Registered with (5)

→ S••••••• W••••• P••••••• L••Registered adviserregistration: previous registration
Apr 7, 2016 to Dec 31, 2021factForm ADV
→ O•• A••••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 31, 2018 to Dec 31, 2018factForm ADV
→ S•••• • R••••••• I••Registered adviserregistration: previous registration
Sep 11, 2014 to Nov 11, 2015factForm ADV
→ B••••• F•••••••• G••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50e56764-0792-12f1-02ff-134750271eeb
First observed: Mar 6, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.