RIA Intelligence

• S••••••• W••••• P••••••• L•• state registered current
  since Feb 18, 2022 · Overland Park, Ks
• O•• A••••••• P•••••••• L•• independent RIA
  Jan 31, 2018 to Dec 31, 2018 · Overland Park, Ks
• S••••••• W••••• P••••••• L•• state registered
  Apr 7, 2016 to Dec 31, 2021 · Overland Park, Ks
• S•••• • R••••••• I•• independent RIA
  Sep 11, 2014 to Nov 11, 2015 · Overland Park, Ks
• B••••• F•••••••• G•••• former
  Jan 3, 2011 to Sep 17, 2014 · Lenexa, Ks
• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
  Mar 6, 2009 to Sep 3, 2014 · Lenexa, Ks

• S••••••• W••••• P••••••• L•• to O•• A••••••• P•••••••• L••
  left Dec 31, 2021, registered Jan 31, 2018 (-1430 days) · Other
• O•• A••••••• P•••••••• L•• to S••••••• W••••• P••••••• L••
  left Dec 31, 2018, registered Feb 18, 2022 (1145 days) · RIA to a state-registered adviser
• S•••• • R••••••• I•• to S••••••• W••••• P••••••• L••
  left Nov 11, 2015, registered Apr 7, 2016 (148 days) · Other
• B••••• F•••••••• G•••• to S•••• • R••••••• I••
  left Sep 17, 2014, registered Sep 11, 2014 (-6 days) · Other
• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to B••••• F•••••••• G••••
  left Sep 3, 2014, registered Jan 3, 2011 (-1339 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address