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Reading the graph
Advisor at SEPIO CAPITAL, LP
Bronx, NY | SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEPIO CAPITAL, LP | Independent wealth | May 30, 2021 | n/a | yes | SALT LAKE CITY, UT|Bronx, NY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 29, 2015 | May 18, 2017 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SEPIO CAPITAL, LP | May 18, 2017 | May 30, 2021 | 1,473 | Firm change after gap | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:285645:CA:2017-05-15 | May 18, 2017 | May 30, 2021 | SAN FRANCISCO, CA | Firm change after gap |