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CRD 285645
SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ROGER ASHTON CARTER | n/a | SALT LAKE CITY, UT | 9 | 46 | 2 | no |
| HANSEN N RINGER | n/a | SALT LAKE CITY, UT | 6 | 11 | 1 | no |
| GARRETT BENJAMIN HILL | n/a | Bronx, NY | SALT LAKE CITY, UT | 5 | 11 | 1 | no |
| Supreet Subodh Shah | n/a | SALT LAKE CITY, UT | 5 | 10 | n/a | no |
| JOHN HERBERT BEATSON | n/a | SALT LAKE CITY, UT | Salt Lake City, UT | 5 | 23 | 1 | no |
| DONALD BRADFORD EDGREN | n/a | ALAMO, CA | SALT LAKE CITY, UT | 5 | 27 | 2 | no |
| STEVEN WILLIAM EDGREN | Chartered Financial Analyst | SALT LAKE CITY, UT | 5 | 22 | 2 | no |
| KING CHUN HUNG | n/a | SALT LAKE CITY, UT | Salt Lake City, UT | 5 | 10 | 1 | no |
| Joseph Robert Harvey | n/a | SALT LAKE CITY, UT | 5 | 12 | n/a | no |
| JOSHUA ROGER CARTER | Chartered Financial Analyst | SALT LAKE CITY, UT | 5 | 23 | 1 | no |
| Mitchell John Rencher | n/a | SALT LAKE CITY, UT | 4 | 11 | n/a | no |
| Alexander Rahm | n/a | SALT LAKE CITY, UT | 3 | 14 | n/a | no |
| Jackson Phillip Casper | n/a | SALT LAKE CITY, UT | 3 | 10 | n/a | no |
| BONNIE JEAN BAKALAR | n/a | SALT LAKE CITY, UT | Alamo, CA | 1 | 29 | 2 | no |
| Hyuk Sun Kwon | n/a | SALT LAKE CITY, UT | 1 | 12 | n/a | no |
| Anna Call | n/a | SALT LAKE CITY, UT | 0 | 11 | n/a | no |
| Blair Briggs Neeleman | n/a | SALT LAKE CITY, UT | 0 | 10 | n/a | no |
| CHRISTOPHER DAVID BARLOW | n/a | San Ramon, CA | SALT LAKE CITY, UT | 0 | 29 | 3 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SEPIO CAPITAL PRIVATE GROWTH FUND, LP | Private Equity Fund | $73.1M | Apr 27, 2026 | 96 | Jan 19, 2021 | reported | 021-383722 |
| SEPIO CAPITAL INCOME FUND, LP | Private Equity Fund | $70.7M | Apr 27, 2026 | 98 | Mar 29, 2023 | reported | 021-472956 |
| BUSHIDO CAPITAL FUND LLC | Hedge Fund | $67.6M | Apr 27, 2026 | 61 | Mar 30, 2012 | reported | 021-176031 |
| SEPIO CAPITAL PARTNERS MASTER LP | Hedge Fund | $55.1M | Nov 8, 2024 | 2 | Aug 25, 2020 | dropped | n/a |
| SEPIO CAPITAL REAL ESTATE FUND II, LP | Real Estate Fund | $37.5M | Apr 27, 2026 | 76 | Sep 2, 2021 | reported | 021-409357 |
| SEPIO NPL FUND, LP | Private Equity Fund | $37.5M | Apr 27, 2026 | 43 | Apr 29, 2019 | reported | 021-336940 |
| SEPIO CAPITAL REAL ESTATE FUND I, LP | Real Estate Fund | $32.8M | Apr 27, 2026 | 51 | Aug 25, 2020 | reported | 021-370787 |
| SC PRIVATE GROWTH FUND II, LP | Private Equity Fund | $28.9M | Apr 27, 2026 | 2 | Mar 27, 2024 | reported | 021-502602 |
| S2 REAL ASSETS, LP | n/a | $14.8M | Apr 27, 2026 | 38 | Apr 27, 2026 | reported | n/a |
| SEPIO CAPITAL AGGREGATES FUND, LP | Private Equity Fund | $3.0M | Apr 27, 2026 | 44 | Mar 29, 2018 | reported | 021-305564 |
| SEPIO ZAPMOTO SPV LLC | n/a | $1.6M | Apr 27, 2026 | 9 | Apr 27, 2026 | reported | 021-2027664 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BEATSON, JOHN, HERBERT | LIMITED PARTNER, CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | B | yes | 01/2022 | Apr 27, 2026 | Apr 27, 2026 |
| CARTER, JOSHUA, ROGER | LIMITED PARTNER | B | yes | 05/2017 | Apr 27, 2026 | Apr 27, 2026 |
| CARTER, ROGER, ASHTON | LIMITED PARTNER AND MANAGING DIRECTOR | C | yes | 05/2017 | Apr 27, 2026 | Apr 27, 2026 |
| EDGREN, DONALD, BRADFORD | LIMITED PARTNER AND MANAGING DIRECTOR | B | yes | 05/2017 | Apr 27, 2026 | Apr 27, 2026 |
| Rencher, Mitchell, John | LIMITED PARTNER, MANAGING DIRECTOR | Na | yes | 01/2024 | Apr 27, 2026 | Apr 27, 2026 |
| RINGER, HANSEN, N | LIMITED PARTNER, MANAGING DIRECTOR | B | yes | 01/2024 | Apr 27, 2026 | Apr 27, 2026 |
| SEPIO CAPITAL HOLDINGS, LLC | GENERAL PARTNER (HOLDING COMPANY) | Na | yes | 05/2017 | Apr 27, 2026 | Apr 27, 2026 |
| CARTER, JOSHUA, ROGER | MANAGING MEMBER | C | yes | 05/2017 | May 12, 2017 | Nov 8, 2024 |
| CARTER, ROGER, ASHTON | MANAGING MEMBER | D | yes | 05/2017 | May 12, 2017 | Nov 8, 2024 |
| EDGREN, DONALD, BRADFORD | MANAGING MEMBER | F | yes | 05/2017 | May 12, 2017 | Nov 8, 2024 |
| GILLESPIE, STACEY, JEAN | CHIEF COMPLIANCE OFFICER | Na | yes | 05/2023 | May 8, 2024 | Nov 8, 2024 |
| KESSEL, JOSEPH, KEITH | CHIEF COMPLIANCE OFFICER | Na | no | 04/2026 | Apr 27, 2026 | Apr 27, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SEPIO CAPITAL MANAGEMENT GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Alamo | CA | United States | 2 | no |
| n/a | n/a | n/a | 1 | no |
| Jackson | Wy | United States | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 27, 2026 | $5.6B | $5.0B | 31 | 18 | 4 | 10 | n/a |
| 2023 | Mar 27, 2024 | $6.7B | $3.2B | 24 | 15 | 3 | 9 | $371M |
| 2022 | Mar 29, 2023 | $5.1B | $2.7B | 29 | 19 | 3 | 8 | $324M |
| 2021 | Mar 18, 2022 | $6.2B | $3.5B | 30 | 20 | 4 | 7 | $267M |
| 2020 | Mar 26, 2021 | $4.4B | $2.7B | 25 | 19 | 2 | 6 | $235M |
| 2019 | Mar 27, 2020 | $3.5B | $2.1B | 19 | 16 | 3 | 3 | $66.0M |
| 2018 | Mar 28, 2019 | $2.8B | $1.8B | 18 | 15 | 2 | 2 | $48.2M |
| 2017 | Mar 29, 2018 | $2.8B | $1.9B | 16 | 14 | 2 | 1 | $38.4M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.6B | n/a | n/a | $5.1B | 3.7% | 31 | n/a | 4 | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| IEQ CAPITAL, LLC | 2 | Nov 14, 2023 | Nov 28, 2023 | ALAMO, CA | Team lift out | RIA to RIA | 12.5% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 8 | May 15, 2017 | Jul 29, 2021 | SAN FRANCISCO, CA | Team lift out | Wirehouse to new firm | 0.0% |