DFX Intelligence

T••• C••••••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

T••• C••••••••• L•••

Advisor at M•••• F•••••••• A•••••••

ALPHARETTA, GA | Issaquah, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5107a61b-3d53-5ab9-cb2e-cf575965e9f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Oct 3, 2022	n/a	yes	ALPHARETTA, GA\|Issaquah, WA	Current employment
T•••• I••••••••• M•••••••••	Former SEC adviser	Dec 11, 2018	Nov 15, 2022	no	ISSAQUAH, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• I••••••••• M•••••••••	M•••• F•••••••• A•••••••	Nov 15, 2022	Oct 3, 2022	-43	Firm change after gap	RIA to RIA
F•••••••• A•••••••• I••••••••• M•••••••••	T•••• I••••••••• M•••••••••	Mar 29, 2019	Dec 11, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
297699:142457:WA:2022-11-15	Nov 15, 2022	Oct 3, 2022	ISSAQUAH, WA	Firm change after gap
6413:151298:WA:2015-10-28	Oct 28, 2015	May 16, 2014	TACOMA, WA	Firm change after gap

Relationships

Registered with (4)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Oct 3, 2022 to presentfactForm ADV
→ T•••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Dec 11, 2018 to Nov 15, 2022factForm ADV
→ F•••••••• A•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
May 16, 2014 to Mar 29, 2019factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Nov 15, 2022
Advisor changed firm
T••• C••••••••• L••• left T•••• I••••••••• M••••••••• for M•••• F•••••••• A••••••• (registered 2022-10-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5107a61b-3d53-5ab9-cb2e-cf575965e9f3
First observed: Mar 12, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.