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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TRIAD INVESTMENT MANAGEMENT

TRIAD INVESTMENT MANAGMENT, LLC, CRD 297699

ISSAQUAH, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:717e8157-9d44-a28f-9d81-9f57bac2485c

Data as of Mar 28, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 13
On other graphs: 1
Observed: Nov 13, 2018 to Mar 28, 2022
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Triad Investment Management

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $701MItem 5.F on the latest filing (2022-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $398M
Private client RAUM: $679MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 8
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,747
Individual clients: 1,138
High net worth clients: 176
SEC number: 801-114425
CRD: 297699
Filings on the tape: 12
First filed: Nov 13, 2018
Latest filed: Mar 28, 2022
Organised: Corporation, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KIM, RANDALL, WANER	CHIEF COMPLIANCE OFFICER	Na	yes	11/2018	Nov 13, 2018	Mar 28, 2022
LANE, TAIT, CHRISTOPHER	PRESIDENT AND OWNER	E	yes	11/2018	Nov 13, 2018	Mar 28, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DENNIS B. GOLDSTEIN	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Tacoma	Wa	United States	3	yes
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 28, 2022	$701M	$398M	8	8	2	n/a	n/a
2020	Mar 30, 2021	$554M	$382M	20	8	1	n/a	n/a
2019	Mar 30, 2020	$226M	$224M	14	6	2	n/a	n/a
2018	Mar 28, 2019	$164M	$164M	12	6	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$701M	$554M	26.4%	$164M	62.2%	8	20	2	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERIT FINANCIAL ADVISORS	2	Nov 15, 2022	Oct 3, 2022	ISSAQUAH, WA	Team lift out	RIA to RIA	100.0%
MERIT FINANCIAL ADVISORS	5	Oct 4, 2022	Oct 6, 2022	ISSAQUAH, WA	Firm absorbed	RIA to RIA	62.5%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
U.S. BANCORP INVESTMENTS, INC.	2	Jan 8, 2019	Jan 10, 2019	BONNEY LAKE, WA	Team lift out	Ibd to new firm	0.3%

Relationships

Controls (2)

← LANE, TAIT, CHRISTOPHEROwnerPRESIDENT AND OWNER, ownership code E, individual
Nov 13, 2018 to presentfactForm ADV
← KIM, RANDALL, WANEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 13, 2018 to presentfactForm ADV

Registered with (9)

← TAIT CHRISTOPHER LANEAdvisorregistration: previous registration
Dec 11, 2018 to Nov 15, 2022factForm ADV
← RANDALL WANER KIMAdvisorregistration: previous registration
Dec 11, 2018 to Nov 15, 2022factForm ADV
← LINCOLN PAUL KOPETSKIAdvisorregistration: previous registration
Jan 10, 2019 to Oct 5, 2022factForm ADV
← JOSEPH RODERICK CILLEYAdvisorregistration: previous registration
Jan 10, 2019 to Oct 4, 2022factForm ADV
← THOMAS AARON BAKAMUSAdvisorregistration: previous registration
May 27, 2021 to Oct 4, 2022factForm ADV
← MICHAEL CHRISTOPHER BAERAdvisorregistration: previous registration
Jan 6, 2021 to Oct 4, 2022factForm ADV
← Kelsey Ann CurtisAdvisorregistration: previous registration
Jun 3, 2022 to Oct 4, 2022factForm ADV
← NICHOLAS STEPHEN WOLDAdvisorregistration: previous registration
Mar 2, 2020 to Oct 4, 2022factForm ADV
← Ross KrauseAdvisorregistration: previous registration
Sep 2, 2020 to Nov 5, 2020factForm ADV

Moved with (2)

→ MERIT FINANCIAL ADVISORSRegistered adviser5 advisors, firm absorbed
Oct 4, 2022 to Oct 6, 2022factForm ADV
← U.S. BANCORP INVESTMENTS, INC.Registered adviser2 advisors, team lift out, same day
Jan 8, 2019 to Jan 10, 2019factForm ADV

Dated events

Occurred
Nov 15, 2022
Team lift-out
2 advisors left Triad Investment Management (Issaquah, WA) for Merit Financial Advisors on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Nov 15, 2022
Advisor changed firm
Tait Christopher Lane left Triad Investment Management for Merit Financial Advisors (registered 2022-10-03)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2022
Advisor changed firm
Randall Waner Kim left Triad Investment Management for Merit Financial Advisors (registered 2022-10-03)
Form ADVobserved 6 days ago
Occurred
Oct 5, 2022
Advisor changed firm
Lincoln Paul Kopetski left Triad Investment Management for Merit Financial Advisors (registered 2022-10-06)
Form ADVobserved 6 days ago
Occurred
Oct 4, 2022
Firm absorbed
Triad Investment Management's advisors moved to Merit Financial Advisors (Issaquah, WA): 5 of 8 registered, a day apart
Form ADVobserved 6 days ago
5 advisors
Occurred
Oct 4, 2022
Advisor changed firm
Michael Christopher Baer left Triad Investment Management for Merit Financial Advisors (registered 2022-10-03)
Form ADVobserved 6 days ago
Occurred
Oct 4, 2022
Advisor changed firm
Thomas Aaron Bakamus left Triad Investment Management for Merit Financial Advisors (registered 2022-10-03)
Form ADVobserved 6 days ago
Occurred
Oct 4, 2022
Advisor changed firm
Kelsey Ann Curtis left Triad Investment Management for Merit Financial Advisors (registered 2022-10-03)
Form ADVobserved 6 days ago
Occurred
Oct 4, 2022
Advisor changed firm
Joseph Roderick Cilley left Triad Investment Management for Merit Financial Advisors (registered 2022-10-03)
Form ADVobserved 6 days ago
Occurred
Oct 4, 2022
Advisor changed firm
Nicholas Stephen Wold left Triad Investment Management for Madrona Financial & Cpas (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2022
Regulatory AUM changed
Triad Investment Management reported RAUM $700.5M, up 26% from $554.0M (2022-03-16 to 2022-03-28)
Form ADVobserved 6 days ago
$146M
Occurred
Mar 30, 2021
Regulatory AUM changed
Triad Investment Management reported RAUM $554.0M, up 145% from $225.9M (2020-09-22 to 2021-03-30)
Form ADVobserved 6 days ago
$328M
Occurred
Nov 13, 2018
First Form ADV filing
Triad Investment Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:717e8157-9d44-a28f-9d81-9f57bac2485c
First observed: Nov 13, 2018
Last observed: Mar 28, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRIAD INVESTMENT MANAGEMENT

TRIAD INVESTMENT MANAGMENT, LLC, CRD 297699

ISSAQUAH, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:717e8157-9d44-a28f-9d81-9f57bac2485c

Data as of Mar 28, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KIM, RANDALL, WANER

CHIEF COMPLIANCE OFFICER

yes

11/2018

Nov 13, 2018

Mar 28, 2022

LANE, TAIT, CHRISTOPHER

PRESIDENT AND OWNER

yes

11/2018

Nov 13, 2018

Mar 28, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DENNIS B. GOLDSTEIN

n/a

City

State

Country

Employees

Also broker-dealer

Tacoma

United States

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 28, 2022

$701M

$398M

n/a

2020

Mar 30, 2021

$554M

$382M

n/a

2019

Mar 30, 2020

$226M

$224M

n/a

2018

Mar 28, 2019

$164M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$701M

$554M

26.4%

$164M

62.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERIT FINANCIAL ADVISORS

Nov 15, 2022

Oct 3, 2022

ISSAQUAH, WA

Team lift out

RIA to RIA

100.0%

MERIT FINANCIAL ADVISORS

Oct 4, 2022

Oct 6, 2022

ISSAQUAH, WA

Firm absorbed

RIA to RIA

62.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

U.S. BANCORP INVESTMENTS, INC.

Jan 8, 2019

Jan 10, 2019

BONNEY LAKE, WA

Team lift out

Ibd to new firm

0.3%