DFX Intelligence

T•••••• N• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

T•••••• N• B••••

Advisor at C••••• I••••••••• A••••••• L••

ALVA, FL

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Search this name across graphsid dfx:ria:510beeb3-2339-16a2-5274-703e1f228b01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Nov 8, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 16, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Oct 3, 2025	n/a	yes	ALVA, FL	Current employment
C•••••• A•••••••	Bd affiliated wealth	Nov 3, 2023	Mar 25, 2025	no	Alva, FL\|Tallahassee, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••	C••••• I••••••••• A••••••• L••	Mar 25, 2025	Oct 3, 2025	192	Firm change	Ibd to ibd
L•••••• I•••••••••	C•••••• A•••••••	Mar 25, 2025	Nov 3, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
519:162200:FL:2025-03-14	Mar 25, 2025	Nov 3, 2023	TALLAHASSEE, FL	Firm change after gap

Relationships

Registered with (6)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Oct 3, 2025 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Nov 3, 2023 to Mar 25, 2025factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Nov 1, 2023 to Mar 25, 2025factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Mar 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:510beeb3-2339-16a2-5274-703e1f228b01
First observed: Nov 8, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.