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Advisor at PRIVATE ADVISOR GROUP, LLC
West Hartford, CT | Watkinsville, GA | MORRISTOWN, NJ | Avon, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Dec 16, 2019 | n/a | yes | Avon, CT|Watkinsville, GA|MORRISTOWN, NJ|West Hartford, CT | Current employment |
| PRIVATE CAPITAL GROUP, LLC | Former SEC adviser | Apr 6, 2018 | Nov 29, 2019 | no | Marietta, GA|WEST HARTFORD, CT | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 13, 2015 | Jan 16, 2018 | no | ALPHARETTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIVATE CAPITAL GROUP, LLC | PRIVATE ADVISOR GROUP, LLC | Nov 29, 2019 | Dec 16, 2019 | 17 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PRIVATE CAPITAL GROUP, LLC | Jan 16, 2018 | Apr 6, 2018 | 80 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 126665:155216:CT:2019-11-29 | Nov 29, 2019 | Dec 16, 2019 | WEST HARTFORD, CT | Firm change |