This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Dec 12, 2019

First registration

Dec 13, 2019

Dual registered

yes, broker-dealer

Other names

KENNETH ROLLINS|Kenneth Baxter Rollins

IAPD individual key

7141967

• Occurred

  May 28, 2025
  Advisor changed firm

  Kenneth Baxter Rollins left Wells Fargo Advisors for Ubs Financial Services Inc. (registered 2025-06-23)

  Form ADVobserved 5 days ago
• Occurred

  Mar 22, 2024
  Advisor changed firm

  Kenneth Baxter Rollins left Ubs Financial Services Inc. for Wells Fargo Advisors (registered 2024-03-12)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:514abec9-dabf-540e-04a9-db4d616b5a83

First observed

Dec 13, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.