DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• B••••• R••••••

U•• F•••••••• S••••••• I•••wirehouseFresno, Cadual registrantIAPD 7141967

Feed of 09/14/2026

Also filed as K•••••• R••••••

At current firm

1 y

since Jun 23, 2025

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Jun 23, 2025 · Fresno, Ca
W•••• F•••• A••••••• wirehouse
Mar 12, 2024 to May 28, 2025 · Fresno, Ca
U•• F•••••••• S••••••• I••• wirehouse
Jan 20, 2021 to Mar 22, 2024 · Fresno, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 13, 2019 to Jan 5, 2021 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••
left May 28, 2025, registered Jun 23, 2025 (26 days) · Wirehouse to wirehouse
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Mar 22, 2024, registered Mar 12, 2024 (-10 days) · Wirehouse to wirehouse · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Jan 5, 2021, registered Jan 20, 2021 (15 days) · Wirehouse to wirehouse

Signals

K•••••• B••••• R•••••• left W•••• F•••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2025-06-23)
May 28, 2025 · Advisor changed firm · fact
K•••••• B••••• R•••••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2024-03-12)
Mar 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address