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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

STEPHEN ALAN COLAVITO

Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS

New York, NY | Winter Park, FL

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Search this name across graphsid dfx:ria:514bbe4d-b849-2580-b8e6-7c6d530e7940

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Feb 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A.G.P / ALLIANCE GLOBAL PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 8, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 7
Exams: S63|S65
First exam: Dec 8, 1993
First registration: Feb 24, 2003
Dual registered: yes, broker-dealer
Other names: STEPHEN ALAN COLAVITO
IAPD individual key: 2418662

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A.G.P / ALLIANCE GLOBAL PARTNERS	Independent wealth	Jun 29, 2026	n/a	yes	Winter Park, FL\|New York, NY	Current employment
SAN BLAS ADVISORY, INC.	Independent wealth	Jun 12, 2023	Jun 26, 2026	no	ATLANTA, GA\|Winter Park, FL	Previous registration
SB ADVISORY, LLC	Independent wealth	May 17, 2023	Jun 26, 2026	no	ATLANTA, GA\|Winter Park, FL	Previous registration
PERIGON WEALTH MANAGEMENT, LLC	Independent wealth	Dec 15, 2021	Jun 12, 2023	no	SAN FRANCISCO, CA\|Smyrna, GA	Previous registration
BISON WEALTH, LLC	Former SEC adviser	Nov 1, 2018	Jan 3, 2022	no	ATLANTA, GA	Previous registration
ASSET PRESERVATION ADVISORS, LLC	Independent wealth	May 29, 2018	Jan 2, 2019	no	ATLANTA, GA	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	May 24, 2012	Nov 2, 2015	no	ATLANTA, GA	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Apr 5, 2010	May 9, 2012	no	ATLANTA, GA	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Jun 17, 2008	Apr 15, 2010	no	ATLANTA, GA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 24, 2003	Jun 26, 2008	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAN BLAS ADVISORY, INC.	A.G.P / ALLIANCE GLOBAL PARTNERS	Jun 26, 2026	Jun 29, 2026	3	Firm change	RIA to RIA
SB ADVISORY, LLC	SAN BLAS ADVISORY, INC.	Jun 26, 2026	Jun 12, 2023	-1,110	Firm change after gap	RIA to RIA
PERIGON WEALTH MANAGEMENT, LLC	SB ADVISORY, LLC	Jun 12, 2023	May 17, 2023	-26	Firm change	RIA to RIA
BISON WEALTH, LLC	PERIGON WEALTH MANAGEMENT, LLC	Jan 3, 2022	Dec 15, 2021	-19	Firm change	RIA to RIA
ASSET PRESERVATION ADVISORS, LLC	BISON WEALTH, LLC	Jan 2, 2019	Nov 1, 2018	-62	Firm change after gap	RIA to RIA
OPPENHEIMER & CO. INC.	ASSET PRESERVATION ADVISORS, LLC	Nov 2, 2015	May 29, 2018	939	Firm change after gap	Other
BARCLAYS CAPITAL INC.	OPPENHEIMER & CO. INC.	May 9, 2012	May 24, 2012	15	Firm change	Other
DEUTSCHE BANK SECURITIES INC.	BARCLAYS CAPITAL INC.	Apr 15, 2010	Apr 5, 2010	-10	Firm change	Other
J.P. MORGAN SECURITIES LLC	DEUTSCHE BANK SECURITIES INC.	Jun 26, 2008	Jun 17, 2008	-9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165931:131037:GA:2022-01-03	Jan 3, 2022	Dec 15, 2021	ATLANTA, GA	Firm change

Relationships

Registered with (10)

→ A.G.P / ALLIANCE GLOBAL PARTNERSRegistered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ SB ADVISORY, LLCRegistered adviserregistration: previous registration
May 17, 2023 to Jun 26, 2026factForm ADV
→ SAN BLAS ADVISORY, INC.Registered adviserregistration: previous registration
Jun 12, 2023 to Jun 26, 2026factForm ADV
→ PERIGON WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 15, 2021 to Jun 12, 2023factForm ADV
→ BISON WEALTH, LLCRegistered adviserregistration: previous registration
Nov 1, 2018 to Jan 3, 2022factForm ADV
→ ASSET PRESERVATION ADVISORS, LLCRegistered adviserregistration: previous registration
May 29, 2018 to Jan 2, 2019factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
May 24, 2012 to Nov 2, 2015factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Apr 5, 2010 to May 9, 2012factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Jun 17, 2008 to Apr 15, 2010factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 24, 2003 to Jun 26, 2008factForm ADV

Dated events

Occurred
Jun 26, 2026
Advisor changed firm
Stephen Alan Colavito left San Blas Advisory, Inc. for A.G.P / Alliance Global Partners (registered 2026-06-29)
Form ADVobserved 4 days ago
Occurred
Jun 26, 2026
Advisor changed firm
Stephen Alan Colavito left Sb Advisory, Llc for San Blas Advisory, Inc. (registered 2023-06-12)
Form ADVobserved 4 days ago
Occurred
Jun 12, 2023
Advisor changed firm
Stephen Alan Colavito left Perigon Wealth Management, Llc for Sb Advisory, Llc (registered 2023-05-17)
Form ADVobserved 4 days ago
Occurred
Jan 3, 2022
Advisor changed firm
Stephen Alan Colavito left Bison Wealth, Llc for Perigon Wealth Management, Llc (registered 2021-12-15)
Form ADVobserved 4 days ago