DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at R•• A••••••• G••••• L••
DES MOINES, IA | The Villages, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• A••••••• G••••• L•• | Independent wealth | Mar 1, 2019 | n/a | yes | The Villages, FL|DES MOINES, IA | Current employment |
| B•••••••• L•• | Independent wealth | Aug 8, 2014 | Mar 5, 2019 | no | AMES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••••• L•• | R•• A••••••• G••••• L•• | Mar 5, 2019 | Mar 1, 2019 | -4 | Firm change | Other |
| L•• F•••••••• L•• | B•••••••• L•• | Oct 28, 2015 | Aug 8, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:168733:IA:2015-10-28 | Oct 28, 2015 | Aug 8, 2014 | DES MOINES, IA | Firm change after gap |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 24, 2003 | Oct 28, 2015 | no | AMES, IA|DES MOINES, IA | Previous registration |
| P•••• S•••••• • C•• | Institutional manager | Apr 4, 2001 | Oct 3, 2003 | no | AMES, IA | Previous registration |
| Firm change after gap |
| Other |
| P•••• S•••••• • C•• | L•• F•••••••• L•• | Oct 3, 2003 | Sep 24, 2003 | -9 | Firm change | Other |