RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• L••••• G••••••
- R•• A••••••• G••••• L•• independent RIA currentsince Mar 1, 2019 · The Villages, Fl
- B•••••••• L•• independent RIAAug 8, 2014 to Mar 5, 2019 · Ames, Ia
- L•• F•••••••• L•• BD affiliatedSep 24, 2003 to Oct 28, 2015 · Ames, Ia
- P•••• S•••••• • C•• institutionalApr 4, 2001 to Oct 3, 2003 · Ames, Ia
- B•••••••• L•• to R•• A••••••• G••••• L••left Mar 5, 2019, registered Mar 1, 2019 (-4 days) · Other
- L•• F•••••••• L•• to B•••••••• L••left Oct 28, 2015, registered Aug 8, 2014 (-446 days) · Other · moved with a team
- P•••• S•••••• • C•• to L•• F•••••••• L••left Oct 3, 2003, registered Sep 24, 2003 (-9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address