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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)39 years in industry

TIMOTHY JAMES NEUVILLE

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Irvine, CA | Grants Pass, OR

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Search this name across graphsid dfx:ria:515c42e6-c46a-90af-a483-cc3c984c8c7d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 15, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 20, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Jul 20, 1987
First registration: Dec 15, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 1462757

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 8, 2015	n/a	yes	Grants Pass, OR\|Irvine, CA	Current employment
MARCUM FINANCIAL SERVICES LLC	n/a	Feb 23, 2017	Jun 24, 2020	no	IRVINE, CA\|MELVILLE, NY\|Costa Mesa, CA	Previous registration
MARCUM FINANCIAL SERVICES LLC	n/a	Apr 1, 2016	Dec 31, 2016	no	Irvine, CA\|MELVILLE, NY	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Jun 4, 2012	Dec 3, 2015	no	IRVINE, CA	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jun 1, 2012	Dec 3, 2015	no	Laguna Hills, CA	Previous registration
CINCINNATI ANALYSTS, INC	Former SEC adviser	Dec 15, 1997	Jun 1, 2012	no	IRVINE, CA\|IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARCUM FINANCIAL SERVICES LLC	n/a	Jun 24, 2020	n/a	n/a	Departure no registered destination	Departure
CAPITAL ANALYSTS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 3, 2015	Dec 8, 2015	5	Firm change	Other
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Dec 3, 2015	Jun 4, 2012	-1,277	Firm change after gap	Other
CINCINNATI ANALYSTS, INC	LINCOLN INVESTMENT	Jun 1, 2012	Jun 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Dec 8, 2015 to presentfactForm ADV
→ MARCUM FINANCIAL SERVICES LLCRegistered adviserregistration: previous registration
Feb 23, 2017 to Jun 24, 2020factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Jun 4, 2012 to Dec 3, 2015factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jun 1, 2012 to Dec 3, 2015factForm ADV
→ CINCINNATI ANALYSTS, INCRegistered adviserregistration: previous registration
Dec 15, 1997 to Jun 1, 2012factForm ADV

Dated events

No dated event names this entity yet.