DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
OLYMPIA, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 17, 2014 | n/a | yes | OLYMPIA, WA | Current employment |
| N• S•••• • A••••••••• P••• | Former SEC adviser | Jun 21, 2011 | Oct 9, 2014 | no | OLYMPIA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N• S•••• • A••••••••• P••• | C••••• I••••••••• A••••••• L•• | Oct 9, 2014 | Sep 17, 2014 | -22 | Firm change | Other |
| S••••• F•••••••• S•••••••• I••• | N• S•••• • A••••••••• P••• | Dec 15, 2009 | Jun 21, 2011 |
| S••••• F•••••••• S•••••••• I••• | Former SEC adviser | Apr 7, 2006 | Dec 15, 2009 | no | GREELEY, CO|GREELEY, CO|GREELEY, CO | Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Jan 25, 2005 | Apr 7, 2006 | no | FORT COLLINS, CO | Previous registration |
| T•••••••• T•••• C••••••• F•• | n/a | Jul 10, 2003 | Jan 21, 2005 | no | DENVER, CO | Previous registration |
| 553 |
| Firm change after gap |
| Other |
| C••••• A•••••• N••••••• L•• | S••••• F•••••••• S•••••••• I••• | Apr 7, 2006 | Apr 7, 2006 | 0 | Firm change | Other |
| T•••••••• T•••• C••••••• F•• | C••••• A•••••• N••••••• L•• | Jan 21, 2005 | Jan 25, 2005 | 4 | Firm change | Other |