DFX Intelligence

J••• N•••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J••• N•••••• E•••••••

Advisor at C••••••• S••••••••• I•••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• I•••	Bd affiliated wealth	Dec 7, 2022	n/a	yes	BROOKLYN, NY\|MASPETH, NY\|WOODSIDE, NY\|CONSHOHOCKEN, PA\|BAYSIDE, NY\|QUEENS, NY\|WHITESTONE, NY	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 14, 2019	Nov 23, 2022	no

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••••• S••••••••• I•••	Nov 23, 2022	Dec 7, 2022	14	Firm change	Wirehouse to ibd
J••• M••••• S••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 26, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:7691:NY:2019-06-26	Jun 26, 2019	Jun 14, 2019	WOODHAVEN, NY	Firm change
79:7691:NY:2015-04-01	Apr 1, 2015	Mar 30, 2015	GREENVALE, NY	Firm change

Relationships

Registered with (4)

→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
Dec 7, 2022 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 14, 2019 to Nov 23, 2022factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 19, 2016 to Jun 26, 2019factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

Order

Occurred
23 Nov 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 28, 2008
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.