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Advisor at MAI CAPITAL MANAGEMENT, LLC
White Pine, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAI CAPITAL MANAGEMENT, LLC | Independent wealth | Jan 30, 2024 | n/a | yes | White Pine, TN | Current employment |
| TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC | Former SEC adviser | Apr 9, 2018 | Jan 30, 2024 | no | Santa Rosa, CA|White Pine, TN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 27, 2009 | May 21, 2018 | no | SANTA ROSA, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 18, 2009 | no | Santa Rosa, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 9, 2000 | Jun 1, 2009 | no | SANTA ROSA, CA|SANTA ROSA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC | MAI CAPITAL MANAGEMENT, LLC | Jan 30, 2024 | Jan 30, 2024 | 0 | Firm change | RIA to RIA |
| WELLS FARGO ADVISORS | TRAVERSO CHAMBERS PRIVATE WEALTH MANAGEMENT, LLC | May 21, 2018 | Apr 9, 2018 | -42 | Firm change after gap | Wirehouse to new firm |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Nov 18, 2009 | Oct 27, 2009 | -22 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:294019:CA:2018-05-21 | May 21, 2018 | Apr 9, 2018 | SANTA ROSA, CA | Firm change after gap |