DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••••• A•••• C•••••••

M•• C•••••• M••••••••• L••independent RIAWhite Pine, TnIA-onlyIAPD 3027699

Feed of 09/14/2026

Also filed as Tim C•••••••

At current firm

2 y

since Jan 30, 2024

In the industry

28 y

since Jun 2, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• C•••••• M••••••••• L•• independent RIA current
since Jan 30, 2024 · White Pine, Tn
T••••••• C••••••• P•••••• W••••• M••••••••• L•• former
Apr 9, 2018 to Jan 30, 2024 · Santa Rosa, Ca
W•••• F•••• A••••••• wirehouse
Oct 27, 2009 to May 21, 2018 · Santa Rosa, Ca
M••••• S•••••• wirehouse
Jun 1, 2009 to Nov 18, 2009 · Santa Rosa, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
May 9, 2000 to Jun 1, 2009 · Santa Rosa, Ca

Moves

a registration end followed by a registration begin elsewhere

T••••••• C••••••• P•••••• W••••• M••••••••• L•• to M•• C•••••• M••••••••• L••
left Jan 30, 2024, registered Jan 30, 2024 (0 days) · RIA to RIA
W•••• F•••• A••••••• to T••••••• C••••••• P•••••• W••••• M••••••••• L••
left May 21, 2018, registered Apr 9, 2018 (-42 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
M••••• S•••••• to W•••• F•••• A•••••••
left Nov 18, 2009, registered Oct 27, 2009 (-22 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

T•••••• A•••• C••••••• left T••••••• C••••••• P•••••• W••••• M••••••••• L•• for M•• C•••••• M••••••••• L•• (registered 2024-01-30)
Jan 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address