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Advisor at PASADENA PRIVATE WEALTH, LLC
PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PASADENA PRIVATE WEALTH, LLC | Independent wealth | Apr 1, 2019 | n/a | yes | PASADENA, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 14, 2011 | May 22, 2018 | no | PASADENA, CA|PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PASADENA PRIVATE WEALTH, LLC | May 22, 2018 | Apr 1, 2019 | 314 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:295178:CA:2018-05-22 | May 22, 2018 | Apr 1, 2019 | PASADENA, CA | Firm change |