DFX Intelligence

T•••• S••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

T•••• S••••• B••••

Advisor at C••••••• A••••••• P•••••••• L••

Spokane, WA

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Search this name across graphsid dfx:ria:51719428-12a7-df47-c566-828e653b52c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 19, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A••••••• P•••••••• L••	Independent wealth	Apr 26, 2019	n/a	yes	Spokane, WA	Current employment
P•••• S••••••••• L••	No RAUM reported	Feb 22, 2016	Apr 30, 2019	no	Mercer Island, WA\|Spokane, WA\|KALISPELL, MT\|Spokane, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	C••••••• A••••••• P•••••••• L••	Apr 30, 2019	Apr 26, 2019	-4	Firm change	Ibd to RIA
M••••••• C•••••• M••••••••• L••	P•••• S••••••••• L••	Jan 4, 2016	Feb 22, 2016

Relationships

Registered with (7)

→ C••••••• A••••••• P•••••••• L••Registered adviserregistration: current employment
Apr 26, 2019 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Feb 22, 2016 to Apr 30, 2019factForm ADV
→ M••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 22, 2014 to Jan 4, 2016factForm ADV
→ T•• C•••••• W••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51719428-12a7-df47-c566-828e653b52c2
First observed: Mar 23, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.