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B•••• W•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)33 years in industry

B•••• W•••••• G•••••

Advisor at P••••••••• B•••••••• S•••••••• I•••

MINNETONKA , MN | GREEN BAY, WI

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Search this name across graphsid dfx:ria:5177aae4-aa33-c7ea-ed4f-eaf8dd29ceca

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 9, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• B•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 13, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	Jan 3, 2025	n/a	yes	MINNETONKA , MN\|GREEN BAY, WI	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Aug 21, 2017	Nov 21, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	P••••••••• B•••••••• S•••••••• I•••	Nov 21, 2024	Jan 3, 2025	43	Firm change	Ibd to RIA
F•••••••• W••• G••••	W•••••• I••••••••• S•••••••••	Aug 21, 2017

Relationships

Registered with (5)

→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: current employment
Jan 3, 2025 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 21, 2017 to Nov 21, 2024factForm ADV
→ F•••••••• W••• G••••Registered adviserregistration: previous registration
Oct 15, 2014 to Aug 21, 2017factForm ADV
→ C• W••••• M••••••••• L••

Dated events

Occurred
Nov 21, 2024
Advisor changed firm
B•••• W•••••• G••••• left W•••••• I••••••••• S••••••••• for P••••••••• B•••••••• S•••••••• I••• (registered 2025-01-03)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5177aae4-aa33-c7ea-ed4f-eaf8dd29ceca
First observed: Apr 9, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.