DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian William Grogan
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
1 y
since Jan 3, 2025
In the industry
33 y
since Apr 13, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Packerland Brokerage Services, Inc. independent RIA currentsince Jan 3, 2025 · Minnetonka , Mn
- Western International Securities formerAug 21, 2017 to Nov 21, 2024 · Minnetonka, Mn
- Financial West Group formerOct 15, 2014 to Aug 21, 2017 · Reno, Nv
- Cl Wealth Management LLC independent RIAOct 4, 2011 to Nov 6, 2014 · Schaumburg, Il
- Workman Securities Corporation unclassifiedApr 9, 2009 to Sep 30, 2011 · Minnetonka, Mn
Moves
a registration end followed by a registration begin elsewhere
- Western International Securities to Packerland Brokerage Services, Inc.left Nov 21, 2024, registered Jan 3, 2025 (43 days) · Affiliated broker-dealer or bank to independent RIA
- Financial West Group to Western International Securitiesleft Aug 21, 2017, registered Aug 21, 2017 (0 days) · corporate re-registration, not a move
- Cl Wealth Management LLC to Financial West Groupleft Nov 6, 2014, registered Oct 15, 2014 (-22 days) · Other
- Workman Securities Corporation to Cl Wealth Management LLCleft Sep 30, 2011, registered Oct 4, 2011 (4 days) · Other
Signals
- Brian William Grogan left Western International Securities for Packerland Brokerage Services, Inc. (registered 2025-01-03)Nov 21, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address