DFX Intelligence

J••••••• J• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

J••••••• J• S•••••••

Advisor at L•• F•••••••• L••

CASSTOWN, OH

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Search this name across graphsid dfx:ria:5178d614-44a0-ca48-42d3-42954dbfc586

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 4, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 30, 2015	n/a	yes	CASSTOWN, OH	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Mar 14, 2012	Jan 30, 2015	no	DAYTON, OH\|CASSTOWN, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	L•• F•••••••• L••	Jan 30, 2015	Jan 30, 2015	0	Firm change	Other
L•• F•••••••• L••	C••••••••• F•••••••• N••••••	Apr 4, 2012	Mar 14, 2012

Relationships

Registered with (8)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 15, 2011 to Apr 4, 2012factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Mar 14, 2012 to Jan 30, 2015factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Mar 22, 2011 to Sep 15, 2011factForm ADV
→ D••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5178d614-44a0-ca48-42d3-42954dbfc586
First observed: Jan 24, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.