DFX Intelligence

J••••••• E• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

J••••••• E• W••••

Advisor at M••••••• I••••••••• N•••••• I•••

DALLAS, TX | FORT COLLINS, CO

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Search this name across graphsid dfx:ria:517a31e1-9833-72b6-ded3-cbfc18ac62c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 25, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• I••••••••• N•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 26, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• I••••••••• N•••••• I•••	Bd affiliated wealth	Feb 11, 2025	n/a	yes	DALLAS, TX\|FORT COLLINS, CO	Current employment
R••••••• C••••• A••••••• S•••••••	Former SEC adviser	Sep 25, 2015	Dec 31, 2015	no	Fort Collins, CO\|NEW WOODSTOCK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••• C••••• A••••••• S•••••••	M••••••• I••••••••• N•••••• I•••	Dec 31, 2015	Feb 11, 2025	3,330	Firm change after gap	Other
J• P• T••••• • C•••••• C•••••• M••••••••• L••	R••••••• C••••• A••••••• S•••••••	Sep 25, 2015	Sep 25, 2015

Relationships

Registered with (3)

→ M••••••• I••••••••• N•••••• I•••Registered adviserregistration: current employment
Feb 11, 2025 to presentfactForm ADV
→ R••••••• C••••• A••••••• S•••••••Registered adviserregistration: previous registration
Sep 25, 2015 to Dec 31, 2015factForm ADV
→ J• P• T••••• • C•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 25, 2012 to Sep 25, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:517a31e1-9833-72b6-ded3-cbfc18ac62c6
First observed: Jan 25, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.