RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• E• W••••
- M••••••• I••••••••• N•••••• I••• BD affiliated currentsince Feb 11, 2025 · Dallas, Tx
- R••••••• C••••• A••••••• S••••••• formerSep 25, 2015 to Dec 31, 2015 · Fort Collins, Co
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerJan 25, 2012 to Sep 25, 2015 · Fort Collins, Co
- R••••••• C••••• A••••••• S••••••• to M••••••• I••••••••• N•••••• I•••left Dec 31, 2015, registered Feb 11, 2025 (3330 days) · Other
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to R••••••• C••••• A••••••• S•••••••left Sep 25, 2015, registered Sep 25, 2015 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address