N•••• Y•• C••••

Advisor at N• A•••••••

MILPITAS, CA | Campbell, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Oct 24, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 21, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N• A•••••••	State registered	Feb 9, 2026	n/a	yes	MILPITAS, CA\|Campbell, CA\|MILPITAS, CA	Current employment
X• A•••••••• L••	Independent wealth	Sep 27, 2021	Sep 19, 2024	no	Campbell, CA\|SANTA MARIA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	N• A•••••••	Feb 10, 2026	Feb 9, 2026	-1	Firm change	Ibd to state RIA
X• A•••••••• L••	I••••••••• F•••••••• G••••• L••	Sep 19, 2024	Sep 27, 2021

Relationships

Registered with (8)

→ N• A•••••••Registered adviserregistration: current employment
Feb 9, 2026 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Sep 27, 2021 to Feb 10, 2026factForm ADV
→ X• A•••••••• L••Registered adviserregistration: previous registration
Sep 27, 2021 to Sep 19, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Order

Occurred
10 Feb 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
19 Sep 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 24, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.