DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nancy Yen Chang

Ni Advisorsstate registeredMilpitas, Ca dual registrantIAPD 4917714

Feed of 09/15/2026

Also filed as Nancy Chang

At current firm

0 y

since Feb 9, 2026

In the industry

20 y

since Oct 21, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ni Advisors state registered current
since Feb 9, 2026 · Milpitas, Ca
Independent Financial Group, LLC BD affiliated
Sep 27, 2021 to Feb 10, 2026 · San Francisco, Ca
X Advisors, LLC independent RIA
Sep 27, 2021 to Sep 19, 2024 · Campbell, Ca
MML Investors Services, LLC BD affiliated
Sep 10, 2020 to Sep 29, 2021 · San Francisco, Ca
Citigroup Global Markets Inc. BD affiliated
May 24, 2013 to Jul 10, 2020 · San Antonio, Tx
Ameriprise Financial Services, LLC national BD
Sep 17, 2012 to Jun 10, 2013 · Los Angeles, Ca
Chase Investment Services Corp. former
Sep 18, 2009 to Aug 29, 2012 · Irvine, Ca
UBS Financial Services Inc. wirehouse
Oct 24, 2005 to Feb 11, 2009 · Palo Alto, Ca

Moves

a registration end followed by a registration begin elsewhere

Independent Financial Group, LLC to Ni Advisors
left Feb 10, 2026, registered Feb 9, 2026 (-1 days) · Affiliated broker-dealer or bank to a state-registered adviser
X Advisors, LLC to Independent Financial Group, LLC
left Sep 19, 2024, registered Sep 27, 2021 (-1088 days) · RIA to affiliated broker-dealer or bank
MML Investors Services, LLC to X Advisors, LLC
left Sep 29, 2021, registered Sep 27, 2021 (-2 days) · Affiliated broker-dealer or bank to independent RIA
Citigroup Global Markets Inc. to MML Investors Services, LLC
left Jul 10, 2020, registered Sep 10, 2020 (62 days) · Affiliated broker-dealer or bank to another
Ameriprise Financial Services, LLC to Citigroup Global Markets Inc.
left Jun 10, 2013, registered May 24, 2013 (-17 days) · Other
Chase Investment Services Corp. to Ameriprise Financial Services, LLC
left Aug 29, 2012, registered Sep 17, 2012 (19 days) · Other
UBS Financial Services Inc. to Chase Investment Services Corp.
left Feb 11, 2009, registered Sep 18, 2009 (219 days) · Other

Signals

Nancy Yen Chang left Independent Financial Group, Llc for Ni Advisors (registered 2026-02-09)
Feb 10, 2026 · Advisor changed firm · fact
Nancy Yen Chang left X Advisors, Llc for Independent Financial Group, Llc (registered 2021-09-27)
Sep 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address