DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
Wichita, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 21, 2016 | n/a | yes | Wichita, KS | Current employment |
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Aug 3, 2010 | Oct 21, 2016 | no | HAYS, KS|ANDOVER, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••• S••••• A•••••••• L•• | I••••••••• F•••••••• G••••• L•• | Nov 15, 2016 | Aug 3, 2010 | -2,296 | Firm change after gap | Other |
| I••••••••• F•••••••• G••••• L•• | A••••••••• F•••••••• S•••••••• L•• | Oct 21, 2016 | Oct 21, 2016 |
| M••• S••••• A•••••••• L•• | Former SEC adviser | May 14, 2007 | Nov 15, 2016 | no | HAYS, KS | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Jan 13, 2006 | Mar 13, 2006 | no | OVERLAND PARK, KS | Previous registration |
| 0 |
| Firm change |
| Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M••• S••••• A•••••••• L•• | Mar 13, 2006 | May 14, 2007 | 427 | Firm change after gap | Other |