DFX Intelligence

V•••••• J•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

V•••••• J•••• M••••••

Advisor at E•••••• F•••••••• E••••••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:51818d76-2616-4ace-031a-9668f4b0b503

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 16, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Oct 6, 2016	n/a	yes	INDIANAPOLIS, IN	Current employment
F•••••••• E•••••• A•••••• C•••••• L••	Former SEC adviser	Jul 21, 2015	Dec 1, 2016	no	INDIANAPOLIS, IN\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• E•••••• A•••••• C•••••• L••	E•••••• F•••••••• E••••••	Dec 1, 2016	Oct 6, 2016	-56	Bulk transfer	Other
T•• M••••• F••• S••••	F•••••••• E•••••• A•••••• C•••••• L••	Sep 3, 2015	Jul 21, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
143152:109238:IN:2015-09-03	Sep 3, 2015	Jul 21, 2015	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (5)

→ E•••••• F•••••••• E••••••Registered adviserregistration: current employment
Oct 6, 2016 to presentfactForm ADV
→ F•••••••• E•••••• A•••••• C•••••• L••Registered adviserregistration: previous registration
Jul 21, 2015 to Dec 1, 2016factForm ADV
→ T•• M••••• F••• S••••Registered adviserregistration: previous registration
Jan 18, 2013 to Sep 3, 2015factForm ADV
→ T•• M••••• F••• S••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51818d76-2616-4ace-031a-9668f4b0b503
First observed: May 18, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.