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I•• A•••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

I•• A•••••••• I••

CRD 153975

SARASOTA, FL

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Search this name across graphsid dfx:ria:518a80c3-5a51-dec8-7878-eb95c735e512

Data as of Feb 3, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 3
On other graphs: 0
Observed: Sep 29, 2014 to Feb 3, 2025
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $257MItem 5.F on the latest filing (2025-02-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $255M
Private client RAUM: $253MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W••••• D•••••• J••	PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	E	yes	03/2010	Sep 29, 2014	Jul 8, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$257M	$214M	19.7%	$226M	4.3%	3	1	0	0

Relationships

Registered with (1)

← D••••• JAY W••••Advisorregistration: previous registration
Jan 5, 2011 to Jul 28, 2025factForm ADV

Controls (1)

← W••••• D•••••• J••OwnerPRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER, ownership code E, individual
Sep 29, 2014 to Jul 8, 2024factForm ADV

Dated events

Occurred
Aug 1, 2025
Left the SEC roster
I•• A•••••••• I•• no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $256.7M)
Form ADVobserved 7 days ago
$257M
Occurred
Jul 28, 2025
Advisor changed firm
Daniel Jay Wolff left I•• A•••••••• I•• for Cary Street Partners (registered 2025-05-16)
Form ADVobserved 7 days ago
Occurred
Sep 29, 2014
First Form ADV filing
I•• A•••••••• I•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:518a80c3-5a51-dec8-7878-eb95c735e512
First observed: Sep 29, 2014
Last observed: Feb 3, 2025 19 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.