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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)30 years in industry

DANIEL JAY WOLFF

Advisor at CARY STREET PARTNERS

Sarasota, FL

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Search this name across graphsid dfx:ria:97292361-a9e2-bcd6-8b4a-ebae85ff10a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CARY STREET PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 29, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 9
Designations: Chartered Financial Analyst
Exams: S63
First exam: Nov 29, 1995
First registration: Jun 30, 2009
Dual registered: yes, broker-dealer
Other names: DAN WOLFF
IAPD individual key: 2149200

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CARY STREET PARTNERS	Bd affiliated wealth	May 16, 2025	n/a	yes	Sarasota, FL	Current employment
IFS ADVISORS, INC	Former SEC adviser	Jan 5, 2011	Jul 28, 2025	no	SARASOTA, FL	Previous registration
SOUTHERN TRUST FINANCIAL PLANNING	Former SEC adviser	Dec 4, 2009	Dec 4, 2009	no	SARASOTA, FL	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jun 30, 2009	Jan 24, 2011	no	SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IFS ADVISORS, INC	CARY STREET PARTNERS	Jul 28, 2025	May 16, 2025	-73	Firm change after gap	RIA to ibd
SECURITIES AMERICA ADVISORS, INC.	SOUTHERN TRUST FINANCIAL PLANNING	Jan 24, 2011	Dec 4, 2009	-416	Firm change after gap	Other
SOUTHERN TRUST FINANCIAL PLANNING	IFS ADVISORS, INC	Dec 4, 2009	Jan 5, 2011	397	Firm change	Other

Relationships

Registered with (4)

→ CARY STREET PARTNERSRegistered adviserregistration: current employment
May 16, 2025 to presentfactForm ADV
→ IFS ADVISORS, INCRegistered adviserregistration: previous registration
Jan 5, 2011 to Jul 28, 2025factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jun 30, 2009 to Jan 24, 2011factForm ADV
→ SOUTHERN TRUST FINANCIAL PLANNINGRegistered adviserregistration: previous registration
Dec 4, 2009 to Dec 4, 2009factForm ADV

Dated events

Occurred
Jul 28, 2025
Advisor changed firm
Daniel Jay Wolff left Ifs Advisors, Inc for Cary Street Partners (registered 2025-05-16)
Form ADVobserved 5 days ago