DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Ifs Advisors, Inc
Latest filing Feb 3, 2025
First filing on the tape Sep 29, 2014 · 31 filings
SEC status approved since Oct 20, 2014
RAUM
$257M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$253M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$257M as of Feb 3, 2025
Mar 27, 2015$105M then
HNW client RAUM$156M as of Feb 3, 2025
Mar 19, 2018$94.5M then
State-registered IARs (5.B.3)1 as of Feb 3, 2025
Mar 27, 20152 then
Employees (5.A)3 as of Feb 3, 2025
Mar 27, 20152 then
Private funds: no history
RAUM +20% over the last fiscal year+4.3% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 3, 2025; every figure names its basis
- RAUM per advisor
- $257MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 293derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $303,795derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -17%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$156M61%
- Individuals$97.4M38%
- Charitable organizations$3.1M1.2%
- Corporations and businesses$395,9310.2%
- Individual clients
- 226reported
- HNW clients
- 67reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 845reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Daniel Jay Wolff to Cary Street PartnersJul 28, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Daniel Jay Wolff from Southern Trust Financial PlanningJan 5, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jay Daniel Wolff · President/Chief Compliance Officer/Treasurercontrolsince 03/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sarasota, Fl · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 863 to 845Jul 8, 2024 to Feb 3, 2025
- HNW clients · 51 to 67Jul 8, 2024 to Feb 3, 2025
- Individual clients · 303 to 226Jul 8, 2024 to Feb 3, 2025
- Employees · 1 to 3Jul 8, 2024 to Feb 3, 2025
- Discretionary RAUM · $213M to $255MJul 8, 2024 to Feb 3, 2025
- HNW RAUM · $113M to $156MJul 8, 2024 to Feb 3, 2025
- Individual RAUM · $98.9M to $97.4MJul 8, 2024 to Feb 3, 2025
- Non-discretionary RAUM · $1.0M to $1.2MJul 8, 2024 to Feb 3, 2025
- RAUM · $214M to $257MJul 8, 2024 to Feb 3, 2025
- Accounts · 849 to 863Sep 19, 2023 to Feb 29, 2024
- Charity clients · 5.0 to unsetSep 19, 2023 to Feb 29, 2024
- HNW clients · 45 to 51Sep 19, 2023 to Feb 29, 2024
- Individual clients · 393 to 303Sep 19, 2023 to Feb 29, 2024
- Commission compensation · true to falseSep 19, 2023 to Feb 29, 2024
- Financial planning clients · 1-10 to 0Sep 19, 2023 to Feb 29, 2024
- Discretionary RAUM · $189M to $213MSep 19, 2023 to Feb 29, 2024
- HNW RAUM · $83.1M to $113MSep 19, 2023 to Feb 29, 2024
- Individual RAUM · $105M to $98.9MSep 19, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $1.2M to $1.0MSep 19, 2023 to Feb 29, 2024
- RAUM · $190M to $214MSep 19, 2023 to Feb 29, 2024
- Accounts · 813 to 849Mar 16, 2022 to Feb 27, 2023
- Charity clients · 9 to 5Mar 16, 2022 to Feb 27, 2023
- HNW clients · 58 to 45Mar 16, 2022 to Feb 27, 2023
- Individual clients · 261 to 393Mar 16, 2022 to Feb 27, 2023
- Discretionary RAUM · $225M to $189MMar 16, 2022 to Feb 27, 2023
- HNW RAUM · $141M to $83.1MMar 16, 2022 to Feb 27, 2023
- Individual RAUM · $81.5M to $105MMar 16, 2022 to Feb 27, 2023
- Non-discretionary RAUM · $1.3M to $1.2MMar 16, 2022 to Feb 27, 2023
- Pension RAUM · unset to 0.0Mar 16, 2022 to Feb 27, 2023
- Pooled vehicle RAUM · unset to 0.0Mar 16, 2022 to Feb 27, 2023
- RAUM · $226M to $190MMar 16, 2022 to Feb 27, 2023
- Accounts · 771 to 813Nov 16, 2021 to Mar 16, 2022
- Advisory employees · 2 to 1Nov 16, 2021 to Mar 16, 2022
- BD registered reps · 2 to 1Nov 16, 2021 to Mar 16, 2022
- HNW clients · 57 to 58Nov 16, 2021 to Mar 16, 2022
- Individual clients · 244 to 261Nov 16, 2021 to Mar 16, 2022
- Employees · 2 to 1Nov 16, 2021 to Mar 16, 2022
- State-registered IARs · 2 to 1Nov 16, 2021 to Mar 16, 2022
- Discretionary RAUM · $183M to $225MNov 16, 2021 to Mar 16, 2022
- HNW RAUM · $109M to $141MNov 16, 2021 to Mar 16, 2022
Signals
3 dated events
- Ifs Advisors, Inc no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $256.7M)Aug 1, 2025 · Left the SEC roster · derived
- Daniel Jay Wolff left Ifs Advisors, Inc for Cary Street Partners (registered 2025-05-16)Jul 28, 2025 · Advisor changed firm · fact
- Ifs Advisors, Inc filed its initial SEC registration (Form ADV)Sep 29, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026