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Reading the graph
Advisor at NEUBERGER BERMAN BD LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN BD LLC | No RAUM reported | Oct 4, 2004 | n/a | yes | NEW YORK, NY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 4, 2003 | Oct 5, 2004 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NEUBERGER BERMAN BD LLC | Oct 5, 2004 | Oct 4, 2004 | -1 | Firm change | Other |