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Advisor at LPL FINANCIAL LLC
BEACHWOOD, OH | CLEVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 15, 2025 | n/a | yes | BEACHWOOD, OH|CLEVELAND, OH | Current employment |
| TYLER-STONE WEALTH MANAGEMENT, LLC | Former SEC adviser | Jan 22, 2015 | Dec 15, 2025 | no | CLEVELAND, OH|BEACHWOOD, OH | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Dec 2, 2003 | Jun 16, 2004 | no | BEACHWOOD, OH | Previous registration |
| SIMPLY MONEY ADVISORS | Former SEC adviser | Nov 12, 2002 | Sep 23, 2003 | no | BEACHWOOD, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TYLER-STONE WEALTH MANAGEMENT, LLC | LPL FINANCIAL LLC | Dec 15, 2025 | Sep 15, 2025 | -91 | Firm change after gap | RIA to ibd |
| WS GRIFFITH SECURITIES, INC. | TYLER-STONE WEALTH MANAGEMENT, LLC | Jun 16, 2004 | Jan 22, 2015 | 3,872 | Firm change after gap | Other |
| SIMPLY MONEY ADVISORS | WS GRIFFITH SECURITIES, INC. | Sep 23, 2003 | Dec 2, 2003 | 70 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 173667:6413:OH:2025-12-15 | Dec 15, 2025 | Sep 15, 2025 | BEACHWOOD, OH | Firm change after gap |