DFX Intelligence
Reading the graph
Reading the graph
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Advisor at H•••••••• P••••••• P•••••••
Palatine, IL | DOWNERS GROVE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•••••••• P••••••• P••••••• | Independent wealth | Jun 6, 2024 | n/a | yes | DOWNERS GROVE, IL|Palatine, IL | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 21, 1998 | Dec 4, 2008 | no | ARLINGTON HTS, IL|ARLINGTON HEIGHTS, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••••• F•••••••• P••••••• L•••••• | L•• F•••••••• L•• | Sep 2, 2024 | Sep 21, 1998 | -9,478 | Firm change after gap | Other |
| L•• F•••••••• L•• | H•••••••• P••••••• P••••••• | Dec 4, 2008 | Jun 6, 2024 |
| V•••••• F•••••••• P••••••• L•••••• | Former SEC adviser | Mar 29, 1998 | Sep 2, 2024 | no | ARLINGTON HEIGHTS, IL | Previous registration |
| 5,663 |
| Firm change after gap |
| Other |