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V•••••• F•••••••• P••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

V•••••• F•••••••• P••••••• L••••••

CRD 123351

ARLINGTON HEIGHTS, IL

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Search this name across graphsid dfx:ria:9987e84a-db86-cd75-5754-738a83cc6a07

Data as of Mar 19, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 10
On other graphs: 0
Observed: Mar 23, 2012 to Mar 19, 2024
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $572MItem 5.F on the latest filing (2024-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $569M
Private client RAUM: $569MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••••••••• M••••••• R••••••	President	E	yes	01/1996	Mar 23, 2012	Mar 19, 2024
T•••••• K•••••••• R••	VICE PRESIDENT	Na	yes	09/2009	Mar 23, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$572M	$507M	12.8%	$569M	0.2%	15	17	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
H•••••••• P••••••• P•••••••	8	Jul 31, 2024	Jun 6, 2024	ARLINGTON HEIGHTS, IL	Firm absorbed	RIA to RIA	88.9%

Relationships

Controls (2)

← R••••••••• M••••••• R••••••OwnerPRESIDENT, ownership code E, individual
Mar 23, 2012 to presentfactForm ADV
← T•••••• K•••••••• R••OwnerVICE PRESIDENT, ownership code NA, individual
Mar 23, 2012 to presentfactForm ADV

Owns (2)

← W••••••• A•••••• S•OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2021 to presentfactForm ADV
← Z•••••••• D•••••• E•OwnerINVESTMENT MANAGER, ownership code NA, individual

Dated events

Occurred
Sep 2, 2024
Advisor changed firm
Michael Richard Rohrwasser left V•••••• F•••••••• P••••••• L•••••• for Lpl Financial Llc (registered 1998-09-21)
Form ADVobserved 7 days ago
Occurred
Jul 31, 2024
Firm absorbed
V•••••• F•••••••• P••••••• L••••••'s advisors moved to H•••••••• P••••••• P••••••• (Arlington Heights, IL): 8 of 9 registered, on the same day
Form ADVobserved 7 days ago
8 advisors
Occurred
Jul 31, 2024
Advisor changed firm
Thomas Patrick Vislisel left V•••••• F•••••••• P••••••• L•••••• for H•••••••• P••••••• P••••••• (registered 2024-06-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9987e84a-db86-cd75-5754-738a83cc6a07
First observed: Mar 23, 2012
Last observed: Mar 19, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.