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Advisor at WELLS FARGO ADVISORS
WAUKESHA, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 19, 2026 | n/a | yes | WAUKESHA, WI | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 1, 2021 | Feb 19, 2026 | no | WAUKESHA, WI | Previous registration |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Jul 11, 2016 | Apr 6, 2021 | no | MILWAUKEE, WI|CHICAGO, IL|MILWAUKEE, WI | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 27, 2016 | no | Milwaukee, WI|BEVERLY HILLS, CA|Sherman Oaks, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Sep 12, 2008 | Jun 1, 2009 | no | BEVERLY HILLS, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 23, 2008 | Sep 26, 2008 | no | LOS ANGELES, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | May 1, 2007 | May 16, 2008 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Feb 19, 2026 | Feb 19, 2026 | 0 | Channel change | Wirehouse to wirehouse |
| BMO HARRIS FINANCIAL ADVISORS, INC | WELLS FARGO ADVISORS | Apr 6, 2021 | Apr 1, 2021 | -5 | Firm change | Other |
| MORGAN STANLEY | BMO HARRIS FINANCIAL ADVISORS, INC | Jul 27, 2016 | Jul 11, 2016 | -16 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY & CO. LLC | Sep 26, 2008 | Sep 12, 2008 | -14 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | CITIGROUP GLOBAL MARKETS INC. | May 16, 2008 | May 23, 2008 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:WI:2026-02-19 | Feb 19, 2026 | Feb 19, 2026 | WAUKESHA, WI | Firm change |