RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• L••••• S•••••••••
- W•••• F•••• A••••••• wirehouse currentsince Feb 19, 2026 · Waukesha, Wi
- W•••• F•••• A••••••• wirehouseApr 1, 2021 to Feb 19, 2026 · Waukesha, Wi
- B•• H••••• F•••••••• A•••••••• I•• formerJul 11, 2016 to Apr 6, 2021 · Milwaukee, Wi
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 27, 2016 · Milwaukee, Wi
- M••••• S•••••• • C•• L•• unclassifiedSep 12, 2008 to Jun 1, 2009 · Beverly Hills, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 23, 2008 to Sep 26, 2008 · Los Angeles, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 1, 2007 to May 16, 2008 · Los Angeles, Ca
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Feb 19, 2026, registered Feb 19, 2026 (0 days) · channel change inside one enterprise, not a move · moved with a team
- B•• H••••• F•••••••• A•••••••• I•• to W•••• F•••• A•••••••left Apr 6, 2021, registered Apr 1, 2021 (-5 days) · Other
- M••••• S•••••• to B•• H••••• F•••••••• A•••••••• I••left Jul 27, 2016, registered Jul 11, 2016 (-16 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••left Sep 26, 2008, registered Sep 12, 2008 (-14 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to C•••••••• G••••• M•••••• I•••left May 16, 2008, registered May 23, 2008 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address