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CRD 109240
SEBASTOPOL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BRUCE JAY DZIEZA | Certified Financial Planner | SEBASTOPOL, CA | 27 | 39 | n/a | no |
| JASON RICHARD GITTINS | Certified Financial Planner | SEBASTOPOL, CA | 7 | 13 | n/a | no |
| MARK FRANCIS KEATING | n/a | SEBASTOPOL, CA | 7 | 25 | n/a | no |
| JACOB MATTHEW WEBER | Certified Financial Planner | SEBASTOPOL, CA | 7 | 12 | 1 | no |
| GRIFFIN DANIEL SHEEHY | n/a | SEBASTOPOL, CA | 5 | 10 | 2 | no |
| DAVID DALE HOMAN | Certified Financial Planner | SEBASTOPOL, CA | 1 | 14 | n/a | no |
| HEATHER CARY BELLI | Certified Financial Planner | SEBASTOPOL, CA | 1 | 13 | n/a | no |
| DAVID BRUCE LAWRENCE | Certified Financial Planner | SEBASTOPOL, CA | 1 | 19 | 2 | no |
| ERIC JOHN KEATING | Certified Financial Planner | SEBASTOPOL, CA | 1 | 28 | 1 | no |
| RAWSON Smith Gulick | Certified Financial Planner | SEBASTOPOL, CA | 0 | 26 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ADMIRE, TIMOTHY, MICHAEL | PRESIDENT, CEO, PARTNER | A | yes | 12/2020 | Apr 24, 2026 | Apr 24, 2026 |
| BELLI, HEATHER, CARY | CHIEF COMPLIANCE OFFICER, PARTNER | B | yes | 05/1999 | Apr 24, 2026 | Apr 24, 2026 |
| DZIEZA, BRUCE, JAY | CHAIRMAN OF THE BOARD, PARTNER | B | yes | 12/2020 | Apr 24, 2026 | Apr 24, 2026 |
| GITTINS, JASON, RICHARD | DIRECTOR OF ADVISORY SERVICES, PARTNER | B | yes | 02/2006 | Apr 24, 2026 | Apr 24, 2026 |
| HANSON, BEVERLY, ANNE | ASSISTANT COMPLIANCE OFFICER | Na | yes | 01/2020 | Apr 24, 2026 | Apr 24, 2026 |
| KEATING, MARK, FRANCIS | CHIEF INVESTMENT OFFICER, PARTNER | B | yes | 10/2011 | Apr 24, 2026 | Apr 24, 2026 |
| NOONAN, KELLY, A | CHIEF OPERATING OFFICER, CHEIF FINANCIAL OFFICER, PARTNER | B | yes | 02/2006 | Apr 24, 2026 | Apr 24, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BRUCE J. DZIEZA | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 24, 2026 | $2.3B | $2.2B | 23 | 15 | 0 | n/a | n/a |
| 2024 | Mar 3, 2025 | $1.9B | $1.8B | 21 | 14 | 0 | n/a | n/a |
| 2023 | Mar 25, 2024 | $1.7B | $1.6B | 20 | 14 | 0 | n/a | n/a |
| 2022 | Mar 24, 2023 | $1.5B | $1.4B | 19 | 13 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $1.7B | $1.6B | 15 | 12 | 0 | n/a | n/a |
| 2020 | Apr 1, 2021 | $1.4B | $1.3B | 15 | 12 | 0 | n/a | n/a |
| 2019 | Apr 29, 2020 | $1.1B | $982M | 15 | 12 | 1 | n/a | n/a |
| 2018 | Mar 27, 2019 | $1.0B | $950M | 14 | 9 | 1 | n/a | n/a |
| 2017 | Mar 20, 2018 | $1.0B | $969M | 13 | 8 | 1 | n/a | n/a |
| 2016 | Feb 14, 2017 | $904M | $841M | 11 | 7 | n/a | n/a | n/a |
| 2015 | Mar 4, 2016 | $782M | $731M | 11 | 8 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $746M | $697M | 10 | 7 | n/a | n/a | n/a |
| 2013 | Mar 21, 2014 | $665M | $622M | 9 | 7 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $496M | $496M | 6 | 5 | n/a | n/a | n/a |
| 2011 | Mar 12, 2012 | $421M | $421M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.3B | $1.9B | 18.3% | $1.5B | 15.0% | 23 | 21 | 0 | 0 |