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RIA / WealthAdvisor29 years in industry

Scott Edward McCaffrey

Advisor at FOCUS PARTNERS WEALTH, LLC

PITTSBURGH, PA

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Search this name across graphsid dfx:ria:51d27f12-2059-2586-8a3f-0cd9354e50ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOCUS PARTNERS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 24, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 11
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 24, 1997
First registration: Oct 19, 2004
Dual registered: no
Other names: SCOTT EDWARD MCCAFFREY|Scott E McCaffrey
IAPD individual key: 2769635

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOCUS PARTNERS WEALTH, LLC	Independent wealth	Jul 13, 2026	n/a	yes	PITTSBURGH, PA	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Nov 7, 2025	Jun 15, 2026	no	Pittsburgh, PA\|Pittsburgh, PA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 19, 2016	Dec 31, 2020	no	Pittsburgh, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 19, 2016	Jan 11, 2021	no	Pittsburgh, PA\|WEXFORD, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 17, 2015	Jun 27, 2016	no	PITTSBURGH, PA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 7, 2012	Oct 18, 2013	no	PITTSBURGH, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 7, 2012	Oct 18, 2013	no	Pittsburgh, PA	Previous registration
HATTERAS INVESTMENT PARTNERS LLC	Former SEC adviser	Apr 11, 2011	Aug 10, 2012	no	RALEIGH, NC	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 17, 2010	Apr 1, 2011	no	CARY, NC	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 17, 2010	Apr 1, 2011	no	CARY, NC	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jun 15, 2005	Jun 15, 2010	no	DURHAM, NC\|DURHAM, NC	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 19, 2004	Jun 8, 2005	no	CHAPEL HILL, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	FOCUS PARTNERS WEALTH, LLC	Jun 15, 2026	Jul 13, 2026	28	Firm change	Ibd to RIA
TD AMERITRADE, INC.	ADVICE AND PLANNING SERVICES	Jan 11, 2021	Nov 7, 2025	1,761	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Jul 19, 2016	-1,626	Bulk transfer	Other
PNC WEALTH MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 27, 2016	Jul 19, 2016	22	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 18, 2013	Sep 7, 2012	-406	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 18, 2013	Sep 7, 2012	-406	Firm change after gap	Other
HATTERAS INVESTMENT PARTNERS LLC	TD AMERITRADE, INC.	Aug 10, 2012	Sep 7, 2012	28	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 1, 2011	Jun 17, 2010	-288	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Apr 1, 2011	Jun 17, 2010	-288	Channel change	Other
NFP ADVISOR SERVICES, LLC	TD AMERITRADE, INC.	Jun 15, 2010	Jun 17, 2010	2	Firm change	Other
CHARLES SCHWAB & CO., INC.	NFP ADVISOR SERVICES, LLC	Jun 8, 2005	Jun 15, 2005	7	Firm change	Other

Relationships

Registered with (8)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviserregistration: current employment
Jul 13, 2026 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Nov 7, 2025 to Jun 15, 2026factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 19, 2016 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 19, 2016 to Dec 31, 2020factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 17, 2015 to Jun 27, 2016factForm ADV
→ HATTERAS INVESTMENT PARTNERS LLCRegistered adviserregistration: previous registration
Apr 11, 2011 to Aug 10, 2012factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jun 15, 2005 to Jun 15, 2010factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 19, 2004 to Jun 8, 2005factForm ADV

Dated events

Occurred
Jun 15, 2026
Advisor changed firm
Scott Edward Mccaffrey left Advice And Planning Services for Focus Partners Wealth, Llc (registered 2026-07-13)
Form ADVobserved 6 days ago