DFX Intelligence

T••• R••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

T••• R••••• D•••

Advisor at S••••

NEW YORK, NY | FORT COLLINS, CO

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Search this name across graphsid dfx:ria:51dd0f37-31c4-c77d-acd8-44a886723410

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 24, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Jul 7, 2026	n/a	yes	NEW YORK, NY\|FORT COLLINS, CO\|FORT COLLINS, CO	Current employment
A••••••••• W••••• P•••••••	Independent wealth	Jun 7, 2021	Jul 10, 2026	no	Fort Collins, CO\|MINNETONKA, MN\|FORT COLLINS, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• W••••• P•••••••	S••••	Jul 10, 2026	Jul 7, 2026	-3	Firm change	RIA to RIA
U••••• C•••••• F•••••••• A•••••••	C••••• A•••••• N••••••• L••	Jul 2, 2021	Nov 1, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
113074:318493:CO:2026-07-10	Jul 10, 2026	Jul 7, 2026	FORT COLLINS, CO	Firm change
18697:134600:CA:2017-10-23	Nov 1, 2017	Jul 15, 2010	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (7)

→ S••••Registered adviserregistration: current employment
Jul 7, 2026 to presentfactForm ADV
→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Jun 7, 2021 to Jul 10, 2026factForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jul 15, 2010 to Jul 2, 2021factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Jul 10, 2026
A•••••• firm change
T••• R••••• D••• left A••••••••• W••••• P••••••• for Savvy (registered 2026-07-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51dd0f37-31c4-c77d-acd8-44a886723410
First observed: Jul 13, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.