DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••• S•••••••• T••••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Jan 11, 2022 · 8 filings
SEC status approved since Feb 9, 2022
RAUM
$105M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$105M as of Mar 18, 2026
Mar 12, 2023$6.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 18, 2026
Mar 12, 20231 then
Employees (5.A)1 as of Mar 18, 2026
Mar 12, 20231 then
Private funds: no history
RAUM +426% over the last fiscal year+157% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $105MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +426%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$105M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• C•••••• M•••••••• | Humacao, Pr | Feb 22, 2022 | 15 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••• C•••••• M•••••••• from C••••••• M••••• L••Feb 22, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• D••••• M•••••• · Membercontrolsince 11/2021 · owns 10% to 25%
- G•••• W•••••• R••••• · Membercontrolsince 11/2021 · owns 10% to 25%
- M••••••••• R••••••• C•••••• · Managing Member And Chief Compliance Officercontrolsince 11/2021 · owns 50% to 75%
- P•••••• G•••••• T••••• · Membercontrolsince 11/2021 · owns 10% to 25%
- Y••••• B••••• · Membercontrolsince 12/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 18, 2026discretionary share of RAUM of 0% against a peer median of 100% (1567 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $100M to $500M (1,567) · 0.0% percentile
What changed
consecutive filings, newest first
- Non-discretionary RAUM · $20.0M to $105MFeb 11, 2025 to Mar 18, 2026
- RAUM · $20.0M to $105MFeb 11, 2025 to Mar 18, 2026
- Advisory activities · 1 to 2Apr 22, 2024 to Feb 11, 2025
- Financial planning clients · unset to Apr 22, 2024 to Feb 11, 2025
- HQ city · unset to Apr 22, 2024 to Feb 11, 2025
- HQ state · unset to Apr 22, 2024 to Feb 11, 2025
- Non-discretionary RAUM · $13.2M to $20.0MApr 22, 2024 to Feb 11, 2025
- RAUM · $13.2M to $20.0MApr 22, 2024 to Feb 11, 2025
- BD registered reps · 0 to 1Jan 16, 2024 to Apr 22, 2024
- BD registered reps · 1 to 0Mar 12, 2023 to Jan 16, 2024
- Non-discretionary RAUM · $6.2M to $13.2MMar 12, 2023 to Jan 16, 2024
- RAUM · $6.2M to $13.2MMar 12, 2023 to Jan 16, 2024
- Accounts · unset to 1.0Nov 28, 2022 to Mar 12, 2023
- BD registered reps · 0 to 1Nov 28, 2022 to Mar 12, 2023
- Discretionary RAUM · unset to 0.0Nov 28, 2022 to Mar 12, 2023
- Non-discretionary RAUM · unset to 6220000.0Nov 28, 2022 to Mar 12, 2023
- RAUM · unset to 6220000.0Nov 28, 2022 to Mar 12, 2023
Signals
1 dated events
- R••••••• S•••••••• T••••••••• L•• filed its initial SEC registration (Form ADV)Jan 11, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/relative-sentiment-technologiesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- relativesentiment.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 845-475-7905reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026