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Advisor at ADVISORS CAPITAL MANAGEMENT, LLC
Auburn, WA | RIDGEWOOD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORS CAPITAL MANAGEMENT, LLC | Independent wealth | Apr 25, 2025 | n/a | yes | RIDGEWOOD, NJ|Auburn, WA | Current employment |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Mar 7, 2024 | Apr 23, 2025 | no | WASHOUGAL, WA|GREENWOOD VILLAGE, CO | Previous registration |
| FISHER INVESTMENTS | Independent wealth | Nov 25, 2015 | Jul 5, 2023 | no | PLANO, TX|Camas, WA | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Jan 27, 2009 | Mar 30, 2012 | no | AUBURN, WA|ENUMCLAW, WA|TACOMA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | ADVISORS CAPITAL MANAGEMENT, LLC | Apr 23, 2025 | Apr 25, 2025 | 2 | Firm change | Ibd to RIA |
| FISHER INVESTMENTS | EMPOWER ADVISORY GROUP, LLC | Jul 5, 2023 | Mar 7, 2024 | 246 | Firm change | RIA to ibd |
| CETERA INVESTMENT SERVICES LLC | FISHER INVESTMENTS | Mar 30, 2012 | Nov 25, 2015 | 1,335 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 107342:112058:WA:2023-06-23 | Jul 5, 2023 | Mar 7, 2024 | CAMAS, WA | Firm change |