DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• D•••• D•••

A••••••• C•••••• M••••••••• L••independent RIAAuburn, Wa IA-onlyIAPD 5083723

Feed of 09/15/2026

Also filed as Jason D Dray

At current firm

1 y

since Apr 25, 2025

In the industry

20 y

since Jun 5, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• C•••••• M••••••••• L•• independent RIA current
since Apr 25, 2025 · Ridgewood, Nj
E•••••• A••••••• G••••• L•• BD affiliated
Mar 7, 2024 to Apr 23, 2025 · Washougal, Wa
F••••• I••••••••• independent RIA
Nov 25, 2015 to Jul 5, 2023 · Plano, Tx
C••••• I••••••••• S••••••• L•• former
Jan 27, 2009 to Mar 30, 2012 · Auburn, Wa

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to A••••••• C•••••• M••••••••• L••
left Apr 23, 2025, registered Apr 25, 2025 (2 days) · Affiliated broker-dealer or bank to independent RIA
F••••• I••••••••• to E•••••• A••••••• G••••• L••
left Jul 5, 2023, registered Mar 7, 2024 (246 days) · RIA to affiliated broker-dealer or bank · moved with a team
C••••• I••••••••• S••••••• L•• to F••••• I•••••••••
left Mar 30, 2012, registered Nov 25, 2015 (1335 days) · Other

Signals

J•••• D•••• D••• left E•••••• A••••••• G••••• L•• for A••••••• C•••••• M••••••••• L•• (registered 2025-04-25)
Apr 23, 2025 · Advisor changed firm · fact
J•••• D•••• D••• left F••••• I••••••••• for E•••••• A••••••• G••••• L•• (registered 2024-03-07)
Jul 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address