This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$229MItem 5.F on the latest filing (2026-02-13); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$229M

Private client RAUM

$228MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$115Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

272

Individual clients

55

High net worth clients

43

Custody, client assets

$312,615

SEC number

801-88185

CRD

144230

Filings on the tape

32

First filed

Dec 21, 2011

Latest filed

Feb 13, 2026

Organised

Corporation, NC

• Occurred

  Oct 27, 2025
  Advisor changed firm

  Madison Alayna Dunn left Powell Wealth for Transamerica Retirement Advisors, Llc (registered 2026-03-04)

  Form ADVobserved 3 days ago
• Occurred

  Mar 31, 2015
  First Form ADV filing

  Powell Financial, Inc. filed its initial SEC registration (Form ADV)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d38f5093-b02c-8187-e900-df05372c6ca0

First observed

Dec 21, 2011

Last observed

Feb 13, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.