DFX Intelligence

M•••••• R••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

M•••••• R••• D•••••••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:51f0fe9f-b848-1cf2-68b3-3250d291b0af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 15, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Jun 23, 2014	n/a	yes	NEW ORLEANS, LA	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 7, 2012	Jun 23, 2014	no	BATON ROUGE, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	N•••••• A•••••••	Jun 23, 2014	Jun 23, 2014	0	Firm change	Wirehouse to new firm
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Dec 7, 2012	Dec 7, 2012

Relationships

Registered with (3)

→ N•••••• A•••••••Registered adviserregistration: current employment
Jun 23, 2014 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 7, 2012 to Jun 23, 2014factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 15, 2010 to Dec 7, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51f0fe9f-b848-1cf2-68b3-3250d291b0af
First observed: Oct 15, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.