This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

VALLEY FINANCIAL MANAGEMENT, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 11, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

1

Exams

S65|S63

First exam

Aug 11, 2015

First registration

Nov 13, 2023

Dual registered

yes, broker-dealer

Other names

MARK D BUBIEN|MARK DOUGLAS BUBIEN|Mark Bubien

IAPD individual key

6115832

• Occurred

  Jan 15, 2025
  Advisor changed firm

  Mark D Bubien left J.P. Morgan Securities Llc for Valley Wealth Managers, Inc. (registered 2025-08-08)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:51f4b120-19a4-528d-c826-02e65f83751c

First observed

Nov 13, 2023

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.