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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

NELSON MAHAN KELLY

Advisor at OPPENHEIMER & CO. INC.

WINSTON-SALEM, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OPPENHEIMER & CO. INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S63|S66|S65
First exam: Jul 14, 1989
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1795855

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Jul 12, 2017	n/a	yes	WINSTON-SALEM, NC	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 23, 2016	Jul 10, 2017	no	MORGANTON, NC\|LENOIR, NC\|ADVANCE, NC\|YADKINVILLE, NC\|HICKORY, NC\|MOCKSVILLE, NC\|WALKERTOWN, NC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Mar 15, 2012	Dec 31, 2016	no	APEX, NC\|RALEIGH, NC\|APEX, NC\|RALEIGH, NC\|HOLLY SPRINGS, NC\|CARY, NC\|APEX, NC\|APEX, NC\|FAQUAY VARINA, NC\|CARY, NC\|YADKINVILLE, NC\|HICKORY, NC\|NORTH WILKESBORO, NC\|YADKINVILLE, NC\|HUDSON, NC\|BOONE, NC\|MORGANTON, NC\|ADVANCE, NC\|BOONE, NC\|MOCKSVILLE, NC\|WALKERTOWN, NC	Previous registration
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Aug 15, 2011	Feb 21, 2012	no	RALEIGH, NC\|SNEADS FERRY, NC\|PINEHURST, NC	Previous registration
WINTHROP CAPITAL MANAGEMENT	Institutional manager	Apr 28, 2011	Jul 19, 2011	no	RALEIGH, NC	Previous registration
FAMILY OFFICE GROUP LLC	n/a	Nov 15, 2010	Apr 8, 2011	no	RALEIGH, NC\|PINEHURST, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 23, 2003	Nov 15, 2010	no	GARNER, NC\|RALEIGH, NC\|GARNER, NC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 4, 2003	Sep 17, 2003	no	KNOXVILLE, TN	Previous registration
SCOTT & STRINGFELLOW, LLC	Former SEC adviser	Dec 31, 2001	May 23, 2003	no	WINSTON-SALEM, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	OPPENHEIMER & CO. INC.	Jul 10, 2017	Jul 12, 2017	2	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Aug 23, 2016	-130	Bulk transfer	Other
FIRST CITIZENS INVESTOR SERVICES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Feb 21, 2012	Mar 15, 2012	23	Firm change	Other
WINTHROP CAPITAL MANAGEMENT	FIRST CITIZENS INVESTOR SERVICES, INC.	Jul 19, 2011	Aug 15, 2011	27	Firm change	Other
FAMILY OFFICE GROUP LLC	WINTHROP CAPITAL MANAGEMENT	Apr 8, 2011	Apr 28, 2011	20	Firm change	Other
WELLS FARGO ADVISORS	FAMILY OFFICE GROUP LLC	Nov 15, 2010	Nov 15, 2010	0	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Sep 17, 2003	Sep 23, 2003	6	Firm change	Other
SCOTT & STRINGFELLOW, LLC	SUNTRUST INVESTMENT SERVICES, INC.	May 23, 2003	Jun 4, 2003	12	Firm change	Other

Relationships

Registered with (8)

→ OPPENHEIMER & CO. INC.Registered adviserregistration: current employment
Jul 12, 2017 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 23, 2016 to Jul 10, 2017factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 15, 2012 to Dec 31, 2016factForm ADV
→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Aug 15, 2011 to Feb 21, 2012factForm ADV
→ WINTHROP CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Apr 28, 2011 to Jul 19, 2011factForm ADV
→ FAMILY OFFICE GROUP LLCRegistered adviserregistration: previous registration
Nov 15, 2010 to Apr 8, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 23, 2003 to Nov 15, 2010factForm ADV
→ SCOTT & STRINGFELLOW, LLCRegistered adviserregistration: previous registration
Dec 31, 2001 to May 23, 2003factForm ADV

Dated events

No dated event names this entity yet.